Financial Markets Practitioner

National Certificate in Financial Markets Practitioner

INTRODUCTION

How can you be unapologetically ambitious and secure your place at the forefront of the financial services sector? If you have completed our Financial Markets & Instruments Post Trade Services qualification, this

programme is the next logical step to take if you wish to stay ahead of the curve, and make a positive and lasting impact.

Highlights of the programme include the following:

• Future-Focused: Stay ahead of trends with insights into the latest technological advancements and market dynamics.

• Interactive Learning: Engage in hands-on sessions, real-world case studies, and dynamic workshops

• Expert Insights: Gain knowledge from leading

industry professionals and innovators

duration

12 Months | 18 Virtual Sessions

Entry requirements

NQF level 6 in any financial field Or Financial Markets & Instruments/Post Trade Services qualification

Overview of the High-Level Programme

Module 1: Introduction to Financial Markets
Module 2: Equities Securities
Module 3: Interest Bearing Securities
Module 4: Derivative Securities
Module 5: Alternative Securities
Module 6: Economics
Module 7: The Regulation of the Financial Markets
Module 8: Client Needs Analysis
Module 9: Trading
Module 10: Settlement of Financial Markets Transactions
Module 11: Corporate Actions
Module 12: Investment Vehicles

Outcomes

1. Analyse, evaluate and review information on securities and market conditions for investment purposes, and

prepare market-related reports and communication.

2. Interpret, evaluate and apply financial markets legislation and regulations in the provision of investment services.

3. Evaluate clients’ investment needs and objectives, and provide investment services.

4. Apply the ethics, principles, values and processes as

prescribed when trading on behalf of clients.

5. Settle financial market transactions according to

accepted practice/s.

6. Manage corporate action events, and calculate their

effects on the market and client portfolios.

Work Experience

The work experience module provides the student with an opportunity to develop a thorough understanding of the organisation’s environment, regulatory responsibilities and direction with strong analytical skills, as well as the ability to apply market practices and regulatory requirements to the organisation. This includes formal responsibilities to colleagues and the business. Prescribed work experience must be endorsed by the student’s supervisor/mentor and submitted to NVO for final assessment.

Contact us for more information

To find out how you can gain a formal qualification for your skills and hard-earned work.